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$SPE All transactions

SPECIAL OPPORTUNITIES FUND, INC.

▼ SELL

$ Value

$60K

Shares

4,098

Price

$15

Filed

Dec 31

Insider

Name

Dakos Andrew

Title

President

CIK

0001341021

Roles

Director Officer

Transaction Details

Transaction Date

2025-12-30

Code

S

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

6,064

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.61 to $14.68, inclusive. The reporting person hereby undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. | The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. | The Reporting Person disclaims beneficial ownership of the securities owned by his minor children and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Filing Info

Accession No.

0001104659-25-125652

Form Type

4

Issuer CIK

0000897802

Dakos Andrew's History

Date Ticker Type Value
2026-04-17 SWZ $18K
2026-04-16 SWZ $29K
2026-04-16 SWZ $18K
2026-04-16 SWZ $3K
2026-04-08 SWZ $24K
2026-04-07 TRC A $17K
2026-04-07 SWZ $12K
2026-04-06 SWZ $595
2026-04-02 SWZ $29K
2026-03-30 SWZ $31K

Other Insiders at SPE (90d)

Insider Bought Sold Last
GOLDSTEIN PHILLIP
Chairman and Secretary
$249K 2026-03-05