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FiscalNote Holdings, Inc.

A

$ Value

Shares

57,553

Price

Filed

Sep 26

Insider

Name

Compton Key

Title

CIK

0001937699

Roles

Director

Transaction Details

Transaction Date

2022-07-29

Code

A

Table

Non-Derivative

Ownership

Indirect

Equity Swap

No

Shares After

57,553

Footnotes

These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. | Received in the Business Combination in exchange for 607,841 shares of Class A common stock of Legacy FiscalNote. | The shares are beneficially owned by Global Public Offering Master Fund, L.P. ("GPO Master Fund"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.

Filing Info

Accession No.

0001193125-25-220856

Form Type

4/A

Issuer CIK

0001823466

Compton Key's History

Date Ticker Type Value
2025-05-28 NOTE A $0
2022-07-29 NOTE A

Other Insiders at NOTE (90d)

Insider Bought Sold Last
Resnik Josh
President and CEO
2026-04-17
Hwang Tim $5K 2026-02-02
Yao Gerald 2026-02-09
Aman Todd
Chief Legal & Admin. Officer
2026-04-17
Donnell Paul
Chief Accounting Officer
2026-02-12