Conviction
$ Value
$7K
Shares
500
Price
$14
Filed
Nov 20
▶ Why this score? (5/10)
- ✓ Open market buy (+3)
- ✓ Director (+1)
- ✓ Not a 10b5-1 plan (+1)
Insider
Name
Estes Ronald E.
Title
—
CIK
0001796067
Roles
Transaction Details
Transaction Date
2025-11-18
Code
P
Table
Non-Derivative
Ownership
Direct
Equity Swap
No
Shares After
35,944
Footnotes
Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders. | Due to an administrative error, 3,335 shares that vested on June 11, 2025 and were subsequently transferred to The Estes Revocable Trust, dated January 12, 1990 were incorrectly shown as directly held in the Forms 4 dated August 29, 2025, September 4, 2025, September 12, 2025, September 15, 2025, and November 10, 2025. This Form 4 corrects the error in Column 5 for both shares directly held and shares indirectly held by The Estes Revocable Trust, dated January 12, 1990. There was no change in the total number of shares beneficially owned reported for the Reporting Person on any prior Form 4 as a result of this correction. | The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $14.40 to $14.45 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Filing Info
Estes Ronald E.'s History
| Date | Ticker | Type | Value |
|---|---|---|---|
| 2026-03-11 | TRIN | ▲ | $7K |
| 2026-03-09 | TRIN | ▲ | $2K |
| 2026-03-03 | TRIN | ▲ | $3K |
| 2025-12-15 | TRIN | ▲ | $15K |
| 2025-12-12 | TRIN | ▲ | $8K |
| 2025-11-19 | TRIN | ▲ | $14K |
| 2025-11-18 | TRIN | ▲ | $7K |
| 2025-11-07 | TRIN | ▲ | $29K ★ |
| 2025-09-12 | TRIN | ▲ | $16K |
| 2025-09-11 | TRIN | ▲ | $16K |
Other Insiders at TRIN (90d)
| Insider | Bought | Sold | Last |
|---|---|---|---|
|
Brown Kyle Steven
CEO, President and CIO
|
$50K | — | 2026-03-02 |
|
Brown Steve Louis
Executive Chairman
|
$31K | — | 2026-03-09 |
| Estes Ronald E. | $12K | — | 2026-03-11 |