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$OFRM All transactions

Once Upon a Farm, PBC

C

$ Value

$0

Shares

874,954

Price

$0

Filed

Feb 9

Insider

Name

Thomas Brett J.

Title

CIK

0001832770

Roles

Director

Transaction Details

Transaction Date

2026-02-09

Code

C

Table

Derivative

Ownership

Indirect

Equity Swap

No

Shares After

Footnotes

The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026. | CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. The reporting person is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") except to the extent of his pecuniary interest therein, if any. | (Continued from footnote 2) This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. | In connection with the closing of the initial public offering of the Issuer, the reporting person was granted restricted stock units, which vest fully on the earlier of the first anniversary of the closing of the initial public offering and the next annual meeting of stockholders, subject to the reporting person's continued service on the Issuer's Board of Directors through such date. | The reporting person is contractually obligated to remit the proceeds of any sale of shares issued upon vesting of restricted stock units to CAVU Consumer Partners, LLC. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Filing Info

Accession No.

0001193125-26-043278

Form Type

4

Issuer CIK

0001696556

Thomas Brett J.'s History

Date Ticker Type Value
2026-02-09 OFRM C
2026-02-09 OFRM C
2026-02-09 OFRM C
2026-02-09 OFRM A $0
2026-02-09 OFRM C $0
2026-02-09 OFRM C $0
2026-02-09 OFRM C $0
2026-02-09 OFRM C $0
2026-02-09 OFRM C $0
2026-02-09 OFRM C $0

Other Insiders at OFRM (90d)

Insider Bought Sold Last
ROBB WALTER E IV $100K 2026-02-09
PEIROS LARRY 2026-02-09
Waldman Lawrence Steven
See Remarks
2026-03-12
Foraker John M.
See Remarks
2026-02-09
CAVU Venture Partners II, LP 2026-02-09
Bazzano Dara 2026-02-09
Thomas Brett J. 2026-02-09
S2G Investments, LLC 2026-02-09
Garner Jennifer Anne 2026-02-09
Curtis Cassandra Nicole
Chief Innovation Officer
2026-03-12
Bent Megan Reimers 2026-02-09
Jacobs Jared Noah 2026-02-09
Folena Chris
Chief Accounting Officer
2026-03-12