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$ Value

$0

Shares

11,743

Price

$0

Filed

Apr 2

Insider

Name

Griggs PC Nelson

Title

Pres. Capital Access Platforms

CIK

0001622632

Roles

Officer

Transaction Details

Transaction Date

2026-04-01

Code

A

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

243,764

Footnotes

Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2028, 33% on April 1, 2029, and the remainder on April 1, 2030. | Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan. | Represents (i) 84,628 shares or units of restricted stock, of which 46,360 are vested and (ii) 155,828 shares of Common Stock underlying PSUs, 142,986 of which are vested.

Filing Info

Accession No.

0001193125-26-140370

Form Type

4

Issuer CIK

0001120193

Griggs PC Nelson's History

Date Ticker Type Value
2026-04-03 NDAQ F $136K
2026-04-01 NDAQ A $0
2026-04-01 NDAQ F $281K
2025-07-01 NDAQ F $1.0M
2025-06-06 NDAQ $341K
2025-05-27 NDAQ $248K
2025-05-27 NDAQ $416K

Other Insiders at NDAQ (90d)

Insider Bought Sold Last
FRIEDMAN ADENA T
Chair and CEO
$9.7M 2026-04-03
Peterson Bradley J
EVP, CIO
2026-04-03
Griggs PC Nelson
Pres. Capital Access Platforms
2026-04-03
SKULE JEREMY
EVP, CSO
2026-04-03
Tal Cohen
Pres. Market Platforms
2026-04-03
Zecca John
EVP, Global CLO
2026-04-03
Smith Bryan Everard
EVP, CPO
2026-04-03
Daly Michelle Lynn
SVP, Controller & PAO
2026-04-03
Youngwood Sarah
EVP & CFO
2026-04-01