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$RILY All transactions

B. Riley Financial, Inc.

D

$ Value

$43K

Shares

14,030

Price

$3

Filed

Jun 4

Insider

Name

KELLEHER THOMAS J /ADV

Title

Co-CEO

CIK

0000216309

Roles

Officer

Transaction Details

Transaction Date

2025-06-02

Code

D

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

92,981

Footnotes

Represents the cash settlement on June 2, 2025 of restricted stock units (RSUs) granted on May 24, 2022 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $3.05, the closing price per share of common stock of the Company on May 30, 2025. | Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. | Held by self-directed IRA: Thomas John Kelleher IRA. | Held with dispositive power for wife. | Held with dispositive power for a daughter. | Held with dispositive power for a daughter. | Held with dispositive power for a daughter.

Filing Info

Accession No.

0001213900-25-051230

Form Type

4

Issuer CIK

0001464790

KELLEHER THOMAS J /ADV's History

Date Ticker Type Value
2026-04-13 RILY F $162K
2025-06-02 RILY D $43K

Other Insiders at RILY (90d)

Insider Bought Sold Last
KELLEHER THOMAS J /ADV
Co-CEO
2026-04-13
ANTIN ROBERT L 2026-04-03
WEITZMAN HOWARD
SVP, Chief Accounting Officer
2026-04-13
RILEY BRYANT R
Chairman and Co-CEO
2026-04-13
PAULSON RANDALL E 2026-04-03
Labran Renee E 2026-04-03
D Agostino Robert P 2026-04-03
Forman Alan N
EVP, General Counsel, Sec
2026-04-13
Walters Marian 2026-04-03
Brandt Tamara Sue 2026-04-03