$ Value
$127K
Shares
41,000
Price
$3
Filed
Sep 23
Insider
Name
RTW INVESTMENTS, LP
Title
—
CIK
0001493215
Roles
Transaction Details
Transaction Date
2025-09-19
Code
J
Table
Non-Derivative
Ownership
Indirect
Equity Swap
Yes
Shares After
18,188,457
Footnotes
On September 19, 2025, the equity swap entered into by RTW Innovation Master Fund, Ltd. previously reported on the Forms 4 filed by the Reporting Persons on May 13, 2021 and April 5, 2023, expired and settled in accordance with its terms. After the transaction reported herein, the amount of Common Stock of the Issuer beneficially owned in the aggregate by the Reporting Persons did not change. | This Form 4 is being filed by each of (i) RTW Investments, LP (the "Adviser") with respect to the securities held by certain investment funds managed by the Adviser (the "RTW Funds") and (ii) Roderick Wong, M.D. ("Dr. Wong"), who serves as the Managing Partner and Chief Investment Officer of the Adviser and who is a director of the Issuer and Chairman of the Issuer's Board of Directors. | On September 19, 2025, the equity swap entered into by RTW Innovation Master Fund, Ltd previously reported on the Form 4 filed by the Reporting Persons on December 22, 2022 expired and settled in accordance with its terms. After the transaction reported herein, the amount of Common Stock of the Issuer beneficially owned in the aggregate by the Reporting Persons did not change. | On September 19, 2025, the equity swap entered into by RTW Innovation Master Fund, Ltd previously reported on the Form 4 filed by the Reporting Persons on December 23, 2022 expired and settled in accordance with its terms. After the transaction reported herein, the amount of Common Stock of the Issuer beneficially owned in the aggregate by the Reporting Persons did not change. | Represents restricted stock units ("RSUs") held by Dr. Wong that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2026.
Filing Info
RTW INVESTMENTS, LP's History
| Date | Ticker | Type | Value |
|---|---|---|---|
| 2026-04-20 | KLRA | C | — |
| 2026-04-20 | KLRA | ▲ | $8.0M |
| 2026-04-20 | KLRA | C | — |
| 2026-04-20 | KLRA | C | — |
| 2025-11-12 | ALUR | A | $1.7M |
| 2025-11-12 | ALUR | A | $1.3M |
| 2025-11-12 | ALUR | A | $162K |
| 2025-11-12 | ALUR | A | — |
| 2025-11-12 | ALUR | A | — |
| 2025-11-12 | ALUR | A | — |
Other Insiders at RCKT (90d)
No other insider activity at this issuer in the last 90 days.