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$RCKT All transactions

ROCKET PHARMACEUTICALS, INC.

X

$ Value

$1.1M

Shares

59,000

Price

$18

Filed

Sep 23

Insider

Name

RTW INVESTMENTS, LP

Title

CIK

0001493215

Roles

Director 10% Owner Other

Transaction Details

Transaction Date

2025-09-19

Code

X

Table

Non-Derivative

Ownership

Indirect

Equity Swap

Yes

Shares After

18,247,457

Footnotes

On September 19, 2025, the equity swap entered into by RTW Innovation Master Fund, Ltd. previously reported on the Forms 4 filed by the Reporting Persons on May 13, 2021 and April 5, 2023, expired and settled in accordance with its terms. After the transaction reported herein, the amount of Common Stock of the Issuer beneficially owned in the aggregate by the Reporting Persons did not change. | This Form 4 is being filed by each of (i) RTW Investments, LP (the "Adviser") with respect to the securities held by certain investment funds managed by the Adviser (the "RTW Funds") and (ii) Roderick Wong, M.D. ("Dr. Wong"), who serves as the Managing Partner and Chief Investment Officer of the Adviser and who is a director of the Issuer and Chairman of the Issuer's Board of Directors. | On September 19, 2025, the equity swap entered into by RTW Innovation Master Fund, Ltd previously reported on the Form 4 filed by the Reporting Persons on December 22, 2022 expired and settled in accordance with its terms. After the transaction reported herein, the amount of Common Stock of the Issuer beneficially owned in the aggregate by the Reporting Persons did not change. | On September 19, 2025, the equity swap entered into by RTW Innovation Master Fund, Ltd previously reported on the Form 4 filed by the Reporting Persons on December 23, 2022 expired and settled in accordance with its terms. After the transaction reported herein, the amount of Common Stock of the Issuer beneficially owned in the aggregate by the Reporting Persons did not change. | Represents restricted stock units ("RSUs") held by Dr. Wong that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2026.

Filing Info

Accession No.

0001231919-25-000232

Form Type

4

Issuer CIK

0001281895

RTW INVESTMENTS, LP's History

Date Ticker Type Value
2026-04-20 KLRA C
2026-04-20 KLRA $8.0M
2026-04-20 KLRA C
2026-04-20 KLRA C
2025-11-12 ALUR A $1.7M
2025-11-12 ALUR A $1.3M
2025-11-12 ALUR A $162K
2025-11-12 ALUR A
2025-11-12 ALUR A
2025-11-12 ALUR A

Other Insiders at RCKT (90d)

No other insider activity at this issuer in the last 90 days.