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$ALUR All transactions

ALLURION TECHNOLOGIES, INC.

A

$ Value

$1.3M

Shares

767,848

Price

$2

Filed

Nov 13

Insider

Name

RTW INVESTMENTS, LP

Title

CIK

0001493215

Roles

Director 10% Owner

Transaction Details

Transaction Date

2025-11-12

Code

A

Table

Non-Derivative

Ownership

Indirect

Equity Swap

No

Shares After

2,427,089

Footnotes

The Reporting Persons acquired the shares of Common Stock and Warrants in a private placement by the Issuer. The purchase price per share of Common Stock and accompanying Warrant was $1.67 per share and accompanying Warrant. | RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. | Held directly by Master Fund. | Held directly by RTW Innovation. | Held by an Other RTW Fund. | The Warrant is exercisable following receipt of the Stockholder Approval (as defined herein) at an exercise price of $1.67 per share and terminates on the five year anniversary of the date of the Stockholder Approval. The holder of the Warrant may not exercise such Warrant if the holder, together with its affiliates, would beneficially own more than 4.99% (or, at the election of the holder, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. The Issuer is required to use its reasonable best efforts to hold a meeting of stockholders no later than January 31, 2026 for the purpose of, among other things, obtaining stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the Warrants (the "Stockholder Approval").

Filing Info

Accession No.

0001231919-25-000468

Form Type

4

Issuer CIK

0001964979

RTW INVESTMENTS, LP's History

Date Ticker Type Value
2026-04-20 KLRA C
2026-04-20 KLRA $8.0M
2026-04-20 KLRA C
2026-04-20 KLRA C
2025-11-12 ALUR A $1.7M
2025-11-12 ALUR A $1.3M
2025-11-12 ALUR A $162K
2025-11-12 ALUR A
2025-11-12 ALUR A
2025-11-12 ALUR A

Other Insiders at ALUR (90d)

No other insider activity at this issuer in the last 90 days.