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$HLI All transactions

HOULIHAN LOKEY, INC.

Z

$ Value

$0

Shares

2,645

Price

$0

Filed

May 23

Insider

Name

Carter Todd J

Title

CIK

0001679143

Roles

Director

Transaction Details

Transaction Date

2025-05-22

Code

Z

Table

Derivative

Ownership

Indirect

Equity Swap

No

Shares After

89,905

Footnotes

Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. | On May 22, 2025, the Issuer granted 2,645 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. | Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

Filing Info

Accession No.

0001302215-25-000058

Form Type

4

Issuer CIK

0001302215

Carter Todd J's History

Date Ticker Type Value
2025-05-22 HLI A $0
2025-05-22 HLI Z $0
2025-05-15 HLI F $2.6M

Other Insiders at HLI (90d)

Insider Bought Sold Last
SCHRIESHEIM ROBERT A $854K 2026-02-06
CRAIN CHRISTOPHER M
GENERAL COUNSEL
$72K 2026-04-01