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$HLI All transactions

HOULIHAN LOKEY, INC.

Z

$ Value

$0

Shares

5,780

Price

$0

Filed

May 23

Insider

Name

ALLEY J LINDSEY

Title

Chief Financial Officer

CIK

0001649209

Roles

Officer

Transaction Details

Transaction Date

2025-05-22

Code

Z

Table

Derivative

Ownership

Indirect

Equity Swap

No

Shares After

70,355

Footnotes

Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. | On May 22, 2025, the Issuer granted 2,962 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. | On May 22, 2025, the Issuer granted 2,818 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited. | Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

Filing Info

Accession No.

0001302215-25-000059

Form Type

4

Issuer CIK

0001302215

ALLEY J LINDSEY's History

Date Ticker Type Value
2025-05-22 HLI A $0
2025-05-22 HLI A $0
2025-05-22 HLI Z $0
2025-05-15 HLI F $458K

Other Insiders at HLI (90d)

Insider Bought Sold Last
SCHRIESHEIM ROBERT A $854K 2026-02-06
CRAIN CHRISTOPHER M
GENERAL COUNSEL
$72K 2026-04-01