A
$ Value
$0
Shares
602
Price
$0
Filed
May 28
Insider
Name
Mnookin Allison
Title
—
CIK
0001603473
Roles
Director
Transaction Details
Transaction Date
2025-05-23
Code
A
Table
Non-Derivative
Ownership
Direct
Equity Swap
No
Shares After
11,037
Footnotes
Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 13, 2026. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy.
Filing Info
Mnookin Allison's History
| Date | Ticker | Type | Value |
|---|---|---|---|
| 2026-03-24 | LPLA | A | $0 |
| 2025-12-11 | BILL | A | $0 |
| 2025-12-05 | BILL | M | — |
| 2025-12-05 | BILL | M | $0 |
| 2025-12-01 | LPLA | A | $0 |
| 2025-08-29 | LPLA | A | $0 |
| 2025-06-12 | LPLA | A | $0 |
| 2025-05-23 | LPLA | A | $0 |
Other Insiders at LPLA (90d)
| Insider | Bought | Sold | Last |
|---|---|---|---|
| EBERHART PAULETT | — | — | 2026-03-24 |
| BERNARD EDWARD C | — | — | 2026-03-24 |
| SCHIFTER RICHARD P | — | — | 2026-03-24 |
| Glavin William Francis Jr | — | — | 2026-03-24 |
| Putnam James S | — | — | 2026-03-24 |
|
Audette Matthew J
President and CFO
|
— | $1.0M | 2026-04-15 |
| Mnookin Allison | — | — | 2026-03-24 |
| Thomas Corey E. | — | — | 2026-03-24 |
|
Steinmeier Richard
Chief Executive Officer
|
— | — | 2026-02-25 |
|
Enyedi Matthew
Group Managing Director
|
— | $675K | 2026-02-26 |
|
Gates Greg
Group Managing Director
|
— | — | 2026-02-25 |
|
Jambusaria Aneri
Group Managing Director
|
— | $94K | 2026-03-02 |
| Khanna Somesh | — | — | 2026-02-02 |
|
Cohen Marc Eliot
Group Managing Director
|
— | $1.0M | 2026-03-10 |
|
Reeping Katharine
Principal Accounting Officer
|
— | — | 2026-02-25 |
|
Field Emily
Group Managing Director
|
— | — | 2026-02-25 |
|
Morningstar Matthew
Group Managing Director
|
— | — | 2026-02-25 |