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$LPLA All transactions

LPL Financial Holdings Inc.

A

$ Value

$0

Shares

308

Price

$0

Filed

May 28

Insider

Name

Thomas Corey E.

Title

CIK

0001647486

Roles

Director

Transaction Details

Transaction Date

2025-05-23

Code

A

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

13,822

Footnotes

Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 13, 2026. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). | Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy.

Filing Info

Accession No.

0001397911-25-000086

Form Type

4

Issuer CIK

0001397911

Thomas Corey E.'s History

Date Ticker Type Value
2026-03-31 RPD A $0
2026-03-24 LPLA A $0
2026-02-15 RPD A $0
2026-02-15 RPD F $160K
2025-12-18 RPD M $2.6M
2025-12-18 RPD F $2.9M
2025-12-18 RPD M $0
2025-12-01 LPLA A $0
2025-11-24 RPD $200K
2025-11-15 RPD F $182K

Other Insiders at LPLA (90d)

Insider Bought Sold Last
EBERHART PAULETT 2026-03-24
BERNARD EDWARD C 2026-03-24
SCHIFTER RICHARD P 2026-03-24
Glavin William Francis Jr 2026-03-24
Putnam James S 2026-03-24
Audette Matthew J
President and CFO
$1.0M 2026-04-15
Mnookin Allison 2026-03-24
Thomas Corey E. 2026-03-24
Steinmeier Richard
Chief Executive Officer
2026-02-25
Enyedi Matthew
Group Managing Director
$675K 2026-02-26
Gates Greg
Group Managing Director
2026-02-25
Jambusaria Aneri
Group Managing Director
$94K 2026-03-02
Khanna Somesh 2026-02-02
Cohen Marc Eliot
Group Managing Director
$1.0M 2026-03-10
Reeping Katharine
Principal Accounting Officer
2026-02-25
Field Emily
Group Managing Director
2026-02-25
Morningstar Matthew
Group Managing Director
2026-02-25