$ Value
$0
Shares
13
Price
$0
Filed
Jun 16
Insider
Name
SCHIFTER RICHARD P
Title
—
CIK
0001249554
Roles
Transaction Details
Transaction Date
2025-06-12
Code
A
Table
Non-Derivative
Ownership
Direct
Equity Swap
No
Shares After
39,197
Footnotes
Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. | The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts.
Filing Info
SCHIFTER RICHARD P's History
| Date | Ticker | Type | Value |
|---|---|---|---|
| 2026-03-24 | LPLA | A | $0 |
| 2025-12-31 | LPLA | G | $0 |
| 2025-12-01 | LPLA | A | $0 |
| 2025-08-29 | LPLA | A | $0 |
| 2025-06-12 | LPLA | A | $0 |
| 2025-06-02 | LPLA | G | $0 |
| 2025-05-23 | LPLA | A | $0 |
| 2025-05-23 | LPLA | A | $0 |
Other Insiders at LPLA (90d)
| Insider | Bought | Sold | Last |
|---|---|---|---|
| EBERHART PAULETT | — | — | 2026-03-24 |
| BERNARD EDWARD C | — | — | 2026-03-24 |
| SCHIFTER RICHARD P | — | — | 2026-03-24 |
| Glavin William Francis Jr | — | — | 2026-03-24 |
| Putnam James S | — | — | 2026-03-24 |
|
Audette Matthew J
President and CFO
|
— | $1.0M | 2026-04-15 |
| Mnookin Allison | — | — | 2026-03-24 |
| Thomas Corey E. | — | — | 2026-03-24 |
|
Steinmeier Richard
Chief Executive Officer
|
— | — | 2026-02-25 |
|
Enyedi Matthew
Group Managing Director
|
— | $675K | 2026-02-26 |
|
Gates Greg
Group Managing Director
|
— | — | 2026-02-25 |
|
Jambusaria Aneri
Group Managing Director
|
— | $94K | 2026-03-02 |
| Khanna Somesh | — | — | 2026-02-02 |
|
Cohen Marc Eliot
Group Managing Director
|
— | $1.0M | 2026-03-10 |
|
Reeping Katharine
Principal Accounting Officer
|
— | — | 2026-02-25 |
|
Field Emily
Group Managing Director
|
— | — | 2026-02-25 |
|
Morningstar Matthew
Group Managing Director
|
— | — | 2026-02-25 |