← Back
$SWZ All transactions

Total Return Securities Fund

D

$ Value

$12K

Shares

1,755

Price

$7

Filed

Jan 27

Insider

Name

HELLERMAN GERALD

Title

CIK

0001222911

Roles

Director

Transaction Details

Transaction Date

2026-01-23

Code

D

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

3,527

Footnotes

Represents the sale of shares to the issuer pursuant to issuer tender offer exempt under Rule 16b-3.

Filing Info

Accession No.

0001398344-26-001386

Form Type

4

Issuer CIK

0000813623

HELLERMAN GERALD's History

Date Ticker Type Value
2026-01-23 SWZ D $12K

Other Insiders at SWZ (90d)

Insider Bought Sold Last
Dakos Andrew
President and CEO
$725K 2026-04-17
GOLDSTEIN PHILLIP $151K 2026-02-23
GOLDSTEIN PHILLIP
Secretary
$150K 2026-03-18
SELL MORITZ A $13K 2026-02-03
Das Rajeev P
Secretary
2026-01-23