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$SPE All transactions

SPECIAL OPPORTUNITIES FUND, INC.

L

$ Value

$3K

Shares

100

Price

$25

Filed

Mar 9

Insider

Name

GOLDSTEIN PHILLIP

Title

Chairman and Secretary

CIK

0001067621

Roles

Director Officer Other

Transaction Details

Transaction Date

2026-03-02

Code

L

Table

Derivative

Ownership

Direct

Equity Swap

No

Shares After

6,198

Footnotes

The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion ratio which is subject to adjustment. The current conversion ratio is equal to 1.6813 shares of common stock for each share of Preferred Stock held. | The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to January 21, 2027.

Filing Info

Accession No.

0001398344-26-004893

Form Type

4

Issuer CIK

0000897802

GOLDSTEIN PHILLIP's History

Date Ticker Type Value
2026-04-08 PCF $3K
2026-04-07 PCF $28K
2026-03-18 PCF $98K
2026-03-18 SWZ $60K
2026-03-05 SPE $99K
2026-03-05 SWZ $60K
2026-03-04 SPE L $3K
2026-03-03 SWZ $30K
2026-03-02 SPE L $3K
2026-02-27 SPE $146K

Other Insiders at SPE (90d)

Insider Bought Sold Last
GOLDSTEIN PHILLIP
Chairman and Secretary
$249K 2026-03-05