Transaction Details

Footnotes

The reported transaction involved the reporting person's receipt of a grant of 1,058 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 1,058 restricted stock units and 12,415 shares of common stock. | The securities reported are owned directly by United Refining, Inc., an indirect wholly owned subsidiary of Red Apple Group, Inc. Mr. Catsimatidis Jr. is the President and Chief Operating Officer of Red Apple Group, Inc., and by virtue of this position may be deemed the beneficial owner of securities owned by United Refining, Inc. Mr. Catsimatidis Jr. disclaims beneficial ownership of the securities owned by United Refining, Inc., except to the extent of his pecuniary interest therein.