$ Value
$0
Shares
174,465
Price
$0
Filed
Nov 25
Insider
Name
Klein Mark D
Title
Chairman, CEO and President
CIK
0001322402
Roles
Transaction Details
Transaction Date
2025-11-21
Code
A
Table
Non-Derivative
Ownership
Direct
Equity Swap
No
Shares After
1,705,055
Footnotes
Restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on December 1, 2026, 1/3 vests on December 1, 2027, and 1/3 vests on December 1, 2028. | This total includes (i) 779,014 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein; and (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023, December 10, 2024 and May 16, 2025, which are subject to certain vesting schedules.
Filing Info
Klein Mark D's History
| Date | Ticker | Type | Value |
|---|---|---|---|
| 2026-04-22 | SSSS | ▲ | $33K |
| 2026-04-21 | SSSS | ▲ | $33K |
| 2025-12-15 | SSSS | F | $157K |
| 2025-12-10 | SSSS | F | $163K |
| 2025-11-21 | SSSS | A | $0 |
| 2025-08-12 | SSSS | ▲ | $84K |
| 2025-08-11 | SSSS | ▲ | $40K |
| 2025-05-16 | SSSS | A | $0 |
| 2025-05-09 | SSSS | ▲ | $87K ★ |
Other Insiders at SSSS (90d)
| Insider | Bought | Sold | Last |
|---|---|---|---|
|
Klein Mark D
Chairman, CEO and President
|
$66K | — | 2026-04-22 |