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$CAPR All transactions

CAPRICOR THERAPEUTICS, INC.

M 10b5-1 Plan

$ Value

$80K

Shares

25,000

Price

$3

Filed

Apr 1

Insider

Name

Bergmann Anthony

Title

CHIEF FINANCIAL OFFICER

CIK

0001593087

Roles

Officer

Transaction Details

Transaction Date

2026-03-31

Code

M

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

33,223

Footnotes

Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. | The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.32, inclusive. | Shares vested 1/48th on the first day of each month commencing February 1, 2022.

Filing Info

Accession No.

0001593087-26-000005

Form Type

4

Issuer CIK

0001133869

Bergmann Anthony's History

Date Ticker Type Value
2026-03-31 CAPR M $80K
2026-03-31 CAPR $753K
2026-03-31 CAPR M $0
2026-01-05 CAPR A $0
2026-01-05 CAPR A $0
2026-01-05 CAPR A $0

Other Insiders at CAPR (90d)

Insider Bought Sold Last
Krasney Karen
EVP, GENERAL COUNSEL
$753K 2026-03-31
Bergmann Anthony
CHIEF FINANCIAL OFFICER
$753K 2026-03-31
Sabar Karimah Es $3.8M 2026-04-02