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$LPLA All transactions

LPL Financial Holdings Inc.

A

$ Value

$0

Shares

7

Price

$0

Filed

Dec 3

Insider

Name

Putnam James S

Title

CIK

0001405298

Roles

Director

Transaction Details

Transaction Date

2025-12-01

Code

A

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

136,658

Footnotes

Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Filing Info

Accession No.

0001628280-25-055082

Form Type

4

Issuer CIK

0001397911

Putnam James S's History

Date Ticker Type Value
2026-03-24 LPLA A $0
2025-12-01 LPLA A $0
2025-08-29 LPLA A $0
2025-06-12 LPLA A $0
2025-05-23 LPLA A $0

Other Insiders at LPLA (90d)

Insider Bought Sold Last
EBERHART PAULETT 2026-03-24
BERNARD EDWARD C 2026-03-24
SCHIFTER RICHARD P 2026-03-24
Glavin William Francis Jr 2026-03-24
Putnam James S 2026-03-24
Audette Matthew J
President and CFO
$1.0M 2026-04-15
Mnookin Allison 2026-03-24
Thomas Corey E. 2026-03-24
Steinmeier Richard
Chief Executive Officer
2026-02-25
Enyedi Matthew
Group Managing Director
$675K 2026-02-26
Gates Greg
Group Managing Director
2026-02-25
Jambusaria Aneri
Group Managing Director
$94K 2026-03-02
Khanna Somesh 2026-02-02
Cohen Marc Eliot
Group Managing Director
$1.0M 2026-03-10
Reeping Katharine
Principal Accounting Officer
2026-02-25
Field Emily
Group Managing Director
2026-02-25
Morningstar Matthew
Group Managing Director
2026-02-25