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$LPLA All transactions

LPL Financial Holdings Inc.

F

$ Value

$412K

Shares

1,293

Price

$318

Filed

Feb 27

Insider

Name

Gates Greg

Title

Group Managing Director

CIK

0001877100

Roles

Officer

Transaction Details

Transaction Date

2026-02-25

Code

F

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

15,183

Footnotes

Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2023. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2026. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 81% of the reporting person's target award. | These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. | These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. One-half of these restricted stock units will vest on February 25, 2028 and the other half of such RSUs to vest on August 31, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. | Consists of (i) 12,458 shares of Common Stock; (ii) 511 restricted stock units that vest in full on June 12, 2026; (iii) 776 restricted stock units that vest in full on February 25, 2027; (iv) 1,438 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (v) the restricted stock units reported on this Form 4.

Filing Info

Accession No.

0001628280-26-012928

Form Type

4

Issuer CIK

0001397911

Gates Greg's History

Date Ticker Type Value
2026-02-25 LPLA A $0
2026-02-25 LPLA F $412K
2026-02-25 LPLA A $0
2026-02-25 LPLA A $0
2025-12-05 LPLA $17K
2025-12-05 LPLA $13K
2025-12-05 LPLA $50K
2025-12-05 LPLA $152K
2025-12-05 LPLA $32K
2025-12-05 LPLA $15K

Other Insiders at LPLA (90d)

Insider Bought Sold Last
EBERHART PAULETT 2026-03-24
BERNARD EDWARD C 2026-03-24
SCHIFTER RICHARD P 2026-03-24
Glavin William Francis Jr 2026-03-24
Putnam James S 2026-03-24
Audette Matthew J
President and CFO
$1.0M 2026-04-15
Mnookin Allison 2026-03-24
Thomas Corey E. 2026-03-24
Steinmeier Richard
Chief Executive Officer
2026-02-25
Enyedi Matthew
Group Managing Director
$675K 2026-02-26
Gates Greg
Group Managing Director
2026-02-25
Jambusaria Aneri
Group Managing Director
$94K 2026-03-02
Khanna Somesh 2026-02-02
Cohen Marc Eliot
Group Managing Director
2026-02-25
Reeping Katharine
Principal Accounting Officer
2026-02-25
Field Emily
Group Managing Director
2026-02-25
Morningstar Matthew
Group Managing Director
2026-02-25