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$ Value

$4.7M

Shares

600,000

Price

$8

Filed

Jul 23

Insider

Name

BAUM MARK L

Title

CHIEF EXECUTIVE OFFICER

CIK

0001274282

Roles

Director Officer 10% Owner

Transaction Details

Transaction Date

2025-07-21

Code

M

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

3,199,462

Footnotes

Represents stock options granted to Mr. Baum on July 31, 2015, and amended on June 4, 2020, under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock option vested upon achievement and maintenance of certain Harrow common stock-price-based performance targets. The Company withheld a total of 313,338 shares from issuance to Mr. Baum for: (i) 127,346 shares withheld as consideration for the cashless exercise of the option; and (ii) an additional 185,992 shares of common stock were withheld from issuance to Mr. Baum for payroll tax purposes.

Filing Info

Accession No.

0001641172-25-020751

Form Type

4

Issuer CIK

0001360214

BAUM MARK L's History

Date Ticker Type Value
2025-12-12 HROW M $711K
2025-12-12 HROW F $3.8M
2025-12-12 HROW M $0
2025-07-21 HROW M $4.7M
2025-07-21 HROW F $11.6M
2025-07-01 HROW A $0
2015-07-31 HROW M $0

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