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$SSSS All transactions

SURO CAPITAL CORP.

▲ BUY
7 / 10

Conviction

$ Value

$84K

Shares

10,000

Price

$8

Filed

Aug 12

Why this score? (7/10)
  • Open market buy (+3)
  • C-suite insider (+2)
  • Director (+1)
  • Not a 10b5-1 plan (+1)

Insider

Name

Klein Mark D

Title

Chairman, CEO and President

CIK

0001322402

Roles

Director Officer

Transaction Details

Transaction Date

2025-08-12

Code

P

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

1,530,590

Footnotes

The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $8.67 to $8.69 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. | This total includes (i) 14,659 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein; and (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023, December 10, 2024, and May 16, 2025, which are subject to certain vesting schedules. | The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $8.42 to $8.46 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Filing Info

Accession No.

0001641172-25-023261

Form Type

4

Issuer CIK

0001509470

Klein Mark D's History

Date Ticker Type Value
2026-04-22 SSSS $33K
2026-04-21 SSSS $33K
2025-12-15 SSSS F $157K
2025-12-10 SSSS F $163K
2025-11-21 SSSS A $0
2025-08-12 SSSS $84K
2025-08-11 SSSS $40K
2025-05-16 SSSS A $0
2025-05-09 SSSS $87K

Other Insiders at SSSS (90d)

Insider Bought Sold Last
Klein Mark D
Chairman, CEO and President
$66K 2026-04-22