$ Value
$0
Shares
309,000
Price
$0
Filed
Nov 7
Insider
Name
Dubow Adam
Title
Gen Counsel & Secretary
CIK
0001744507
Roles
Transaction Details
Transaction Date
2025-11-06
Code
A
Table
Derivative
Ownership
Direct
Equity Swap
No
Shares After
309,000
Footnotes
The option vests as to 100% of the total shares on November 6, 2026, subject to the Reporting Person's provision of service to the Issuer on such vesting date. | On October 7, 2025, the Issuer's Board of Directors approved an option repricing (the "Repricing") whereby the Reporting Person's options were repriced on November 6, 2025 (the "Effective Date") with a new exercise price of $8.99 (if lower than the original exercise price), the closing price on Nasdaq as of the Effective Date. In order to exercise the repriced options at the new exercise price, the Reporting Person is required to remain in service with the Issuer through the Retention Period; provided that the additional premium payment will not be required if the Reporting Person's service to the Issuer is terminated by reason of death or Disability (as defined in the Company's 2021 Equity Incentive Plan ("the Plan")). | (Continued from Footnote 2) The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the 12-month anniversary of the Effective Date and (ii) a Corporate Transaction (as defined in the Plan). All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable. | The option vests as to 1/48th of the total shares monthly, commencing February 17, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date. | The option vests as to 1/48th of the total shares monthly, commencing February 5, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date. | The option vests as to 1/48th of the total shares monthly, commencing February 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Filing Info
Dubow Adam's History
| Date | Ticker | Type | Value |
|---|---|---|---|
| 2026-04-23 | DAWN | D | — |
| 2026-04-23 | DAWN | D | — |
| 2026-04-23 | DAWN | D | — |
| 2026-04-23 | DAWN | D | — |
| 2026-04-23 | DAWN | D | — |
| 2026-04-23 | DAWN | D | — |
| 2026-04-23 | DAWN | D | — |
| 2026-04-23 | DAWN | D | — |
| 2026-04-23 | DAWN | D | — |
| 2026-04-23 | DAWN | D | — |
Other Insiders at DAWN (90d)
| Insider | Bought | Sold | Last |
|---|---|---|---|
| Garland J. Scott | — | — | 2026-04-23 |
| Ramasastry Saira | — | — | 2026-04-23 |
| Holles Natalie C. | — | — | 2026-04-23 |
| Nicholson Garry A | — | — | 2026-04-23 |
|
York Charles N II
COO and CFO
|
— | $70K | 2026-04-23 |
| Dable Habib J | — | — | 2026-04-23 |
| Grossman William | — | — | 2026-04-23 |
|
VASCONCELLES MICHAEL
Head of Research and Dev.
|
— | $32K | 2026-04-23 |
|
Dubow Adam
Gen Counsel & Secretary
|
— | $74K | 2026-04-23 |
| Josey John A. | — | — | 2026-04-23 |
|
Merendino Lauren
Chief Commercial Officer
|
— | $67K | 2026-04-23 |
|
Bender Jeremy
CHIEF EXECUTIVE OFFICER
|
— | $179K | 2026-04-23 |