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$UPST All transactions

Upstart Holdings, Inc.

A

$ Value

$0

Shares

912,702

Price

$0

Filed

Mar 3

Insider

Name

Gu Paul

Title

Chief Technology Offier

CIK

0001832812

Roles

Director Officer

Transaction Details

Transaction Date

2026-02-28

Code

A

Table

Derivative

Ownership

Direct

Equity Swap

No

Shares After

912,702

Footnotes

Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. | The reportable securities are owned by The Paul Xinquan Gu 2021 Gifting Trust, of which the Reporting Person is a trustee. | The reportable securities are owned by JECCO, LLC, of which the Reporting Person is a managing member. | The reportable securities are owned by The Gu Qiao Family Trust, of which the Reporting Person is a managing member. | These securities are performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive one share of Common Stock in an amount from 0% to 300% of the target number of PRSUs granted. The actual number of PRSUs earned will be based, in part, upon achievement of certain TSR CAGR targets as of February 15, 2030 and subject to vesting on February 20, 2030, subject to the Reporting Person continuing as a service provider through such date.

Filing Info

Accession No.

0001832812-26-000002

Form Type

4

Issuer CIK

0001647639

Gu Paul's History

Date Ticker Type Value
2026-02-28 UPST A $0
2025-11-11 UPST $784K
2025-11-11 UPST $3.1M
2025-09-02 UPST M $10K
2025-09-02 UPST M $22K
2025-09-02 UPST $182K
2025-09-02 UPST $161K
2025-09-02 UPST M $10K
2025-09-02 UPST M $22K
2025-06-17 UPST M $95K

Other Insiders at UPST (90d)

Insider Bought Sold Last
Darling Scott
Chief Legal Officer
$205K 2026-02-28
Datta Sanjay
Chief Financial Officer
$238K 2026-02-20
Datta Sanjay
See Remarks
2026-02-28
Mirgorodskaya Natalia
See Remarks
$54K 2026-03-02
Blankmeyer Andrea
Chief Financial Officer
2026-03-31