$ Value
$0
Shares
912,702
Price
$0
Filed
Mar 3
Insider
Name
Gu Paul
Title
Chief Technology Offier
CIK
0001832812
Roles
Transaction Details
Transaction Date
2026-02-28
Code
A
Table
Derivative
Ownership
Direct
Equity Swap
No
Shares After
912,702
Footnotes
Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. | The reportable securities are owned by The Paul Xinquan Gu 2021 Gifting Trust, of which the Reporting Person is a trustee. | The reportable securities are owned by JECCO, LLC, of which the Reporting Person is a managing member. | The reportable securities are owned by The Gu Qiao Family Trust, of which the Reporting Person is a managing member. | These securities are performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive one share of Common Stock in an amount from 0% to 300% of the target number of PRSUs granted. The actual number of PRSUs earned will be based, in part, upon achievement of certain TSR CAGR targets as of February 15, 2030 and subject to vesting on February 20, 2030, subject to the Reporting Person continuing as a service provider through such date.
Filing Info
Gu Paul's History
| Date | Ticker | Type | Value |
|---|---|---|---|
| 2026-02-28 | UPST | A | $0 |
| 2025-11-11 | UPST | ▲ | $784K |
| 2025-11-11 | UPST | ▲ | $3.1M ★ |
| 2025-09-02 | UPST | M | $10K |
| 2025-09-02 | UPST | M | $22K |
| 2025-09-02 | UPST | ▼ | $182K |
| 2025-09-02 | UPST | ▼ | $161K |
| 2025-09-02 | UPST | M | $10K |
| 2025-09-02 | UPST | M | $22K |
| 2025-06-17 | UPST | M | $95K |
Other Insiders at UPST (90d)
| Insider | Bought | Sold | Last |
|---|---|---|---|
|
Darling Scott
Chief Legal Officer
|
— | $205K | 2026-02-28 |
|
Datta Sanjay
Chief Financial Officer
|
— | $238K | 2026-02-20 |
|
Datta Sanjay
See Remarks
|
— | — | 2026-02-28 |
|
Mirgorodskaya Natalia
See Remarks
|
— | $54K | 2026-03-02 |
|
Blankmeyer Andrea
Chief Financial Officer
|
— | — | 2026-03-31 |