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$PENG All transactions

Penguin Solutions, Inc.

F

$ Value

$525K

Shares

23,535

Price

$22

Filed

Oct 16

Insider

Name

Clark Joseph Gates

Title

SVP and Pres, Optimized LED

CIK

0001944970

Roles

Officer

Transaction Details

Transaction Date

2025-10-14

Code

F

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

127,729

Footnotes

On September 26, 2022, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 14, 2025, the Committee certified the performance goal achievement and determined that 53,978 PSUs were earned by the reporting person and vested as of such date. | Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold.

Filing Info

Accession No.

0001944970-25-000006

Form Type

4

Issuer CIK

0001616533

Clark Joseph Gates's History

Date Ticker Type Value
2026-04-20 PENG F $61K
2026-04-16 PENG $134K
2026-04-09 PENG $283K
2026-02-24 PENG $202K
2026-02-10 PENG $26K
2026-01-20 PENG F $51K
2025-10-20 PENG F $41K
2025-10-14 PENG A $0
2025-10-14 PENG F $525K
2025-09-29 PENG A $0

Other Insiders at PENG (90d)

Insider Bought Sold Last
PUMA MARY G 2026-02-06
NAYYAR SANDEEP 2026-02-06
HERSCHER PENNY 2026-02-06
Papermaster Mark D 2026-02-06
Straub Maximiliane C 2026-02-06
Olmstead Nathan
SVP and CFO
2026-04-20
Kuykendall Anne
SVP and Chief Legal Officer
$175K 2026-04-22
Clark Joseph Gates
SVP and Pres, Optimized LED
$644K 2026-04-20
Frey Anthony George
SVP and Chief Revenue Officer
2026-04-20
Shaikh Kashif
President and CEO
2026-02-02