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$CAPR All transactions

CAPRICOR THERAPEUTICS, INC.

A

$ Value

$0

Shares

5,420

Price

$0

Filed

Jan 7

Insider

Name

Auwaerter Paul Gisbert

Title

CIK

0001982730

Roles

Director

Transaction Details

Transaction Date

2026-01-05

Code

A

Table

Derivative

Ownership

Direct

Equity Swap

No

Shares After

5,420

Footnotes

The shares vest 1/12th of the first day of each month, commencing February 1, 2026, with the last month vesting on December 31, 2026, until the stock option becomes fully vested and exercisable. The award pertains to annual board service. The option is subject to early exercise and, therefore, all or any part of the option can be exercised at any time. If the reporting person elects to take advantage of the early exercise feature and purchase shares prior to the vesting of such shares, the shares will be deemed restricted stock and will be subject to a repurchase option in favor of the Issuer if the reporting person's service to the Issuer terminates prior to vesting. | The shares of the award are fully vested and exercisable as of January 5, 2026, the date of the grant. The award pertains to annual board committee service. | The shares of the award are fully vested and exercisable as of January 5, 2026, the date of the grant. The award pertains to annual board service.

Filing Info

Accession No.

0001982730-26-000002

Form Type

4

Issuer CIK

0001133869

Auwaerter Paul Gisbert's History

Date Ticker Type Value
2026-01-05 CAPR A $0
2026-01-05 CAPR A $0
2026-01-05 CAPR A $0

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