$ Value
—
Shares
29,629,630
Price
—
Filed
Jun 23
Insider
Name
HALBERT DAVID D
Title
See Remarks
CIK
0001034380
Roles
Transaction Details
Transaction Date
2025-06-20
Code
C
Table
Derivative
Ownership
Indirect
Equity Swap
No
Shares After
—
Footnotes
Represents an award of restricted stock units that vest in accordance with the applicable grant agreement. These restricted stock units were previously reported on the Reporting Person's Form 3. All the securities reported in this Form 4 reflect a one-for-four reverse stock split effected as of June 1, 2025. | Represents an award of restricted stock units that vest in accordance with the applicable grant agreement. | Each share of preferred stock automatically converted into 0.25 shares of Common Stock of the Issuer upon the closing of the initial public offering of the Issuer's Common Stock. | The Common Stock reported herein includes (i) 101,261,532 shares of Common Stock held of record by Caris Halbert, L.P, (ii) 8,528,805 shares of Common Stock held of record by ADAPT I Ltd., (iii) 8,414,427 shares of Common Stock held of record by Carisome I, L.P., (iv) 645,149 shares of Common Stock held of record by Caris Investment II Ltd, and (v) 2,175,089 shares of Common Stock held of record by Caris Investment III Ltd. Caris Investment Management, LLC is the general partner of each of Caris Halbert, L.P., Caris Investment II Ltd., and Caris Investment III Ltd. Two family trusts are separately the general partner of ADAPT I Ltd. and the managing general partner of Carisome I, L.P., respectively. | David D. Halbert is the managing member of Caris Investment Management, LLC and the trustee of each of the two family trusts, and in such capacities, has voting and investment power with respect to the shares held of record by each of the foregoing entities. Mr. Halbert disclaims beneficial ownership except to the extent of his pecuniary interest therein. | The preferred stock reported herein includes (i) 3,500,003 shares of Common Stock underlying Series A Preferred Stock held of record by ADAPT I Ltd., (ii) 93,854,124 shares of Common Stock underlying Series A Preferred Stock held of record by Caris Halbert, L.P. and (iii) 7,407,408 shares of Common Stock underlying Series B Preferred Stock held of record by Caris Halbert, L.P.
Filing Info
HALBERT DAVID D's History
| Date | Ticker | Type | Value |
|---|---|---|---|
| 2026-03-06 | CAI | A | $0 |
| 2025-08-11 | CAI | F | $4.2M |
| 2025-06-20 | CAI | C | $0 |
| 2025-06-20 | CAI | C | — |
| 2025-06-20 | CAI | C | — |
| 2025-06-18 | CAI | A | $0 |
| 2025-03-25 | CAI | A | $0 |
Other Insiders at CAI (90d)
| Insider | Bought | Sold | Last |
|---|---|---|---|
|
HALBERT DAVID D
See Remarks
|
— | — | 2026-03-06 |
| HALBERT JON | — | — | 2026-02-26 |
| CASTLEMAN PETER M | — | — | 2026-02-26 |
| PHILLIPS T DANNY | — | — | 2026-02-26 |
| Vacirca Jeff L | — | — | 2026-02-26 |
| Minor Lloyd | — | — | 2026-02-26 |
|
Denton John Russel
See Remarks
|
— | — | 2026-03-06 |
| Fredrickson David Paul | — | — | 2026-02-26 |
|
Spetzler David Baxley
President
|
— | — | 2026-03-06 |
|
Brille Brian J
See Remarks
|
— | — | 2026-03-06 |
|
Power Luke Thomas
See Remarks
|
— | — | 2026-03-06 |