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$SWZ All transactions

Total Return Securities Fund

▲ BUY
8 / 10

Conviction

$ Value

$12K

Shares

1,815

Price

$6

Filed

Jul 1

Why this score? (8/10)
  • Open market buy (+3)
  • % of holdings >= 50% (+3)
  • Director (+1)
  • Not a 10b5-1 plan (+1)

Insider

Name

SELL MORITZ A

Title

CIK

0001053116

Roles

Director

Transaction Details

Transaction Date

2025-06-30

Code

P

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

3,400

Footnotes

Amount includes shares acquired through the Issuer's dividend reinvestment plan.

Filing Info

Accession No.

0001398344-25-012524

Form Type

4

Issuer CIK

0000813623

SELL MORITZ A's History

Date Ticker Type Value
2026-02-03 SWZ $6K
2026-02-02 SWZ $7K
2026-01-23 SWZ D $27K
2025-12-11 SWZ M $45K
2025-10-27 SWZ $6K
2025-07-02 IAF $9K
2025-06-30 SWZ $12K
2025-06-30 FAX $8K

Other Insiders at SWZ (90d)

Insider Bought Sold Last
Dakos Andrew
President and CEO
$725K 2026-04-17
GOLDSTEIN PHILLIP $151K 2026-02-23
GOLDSTEIN PHILLIP
Secretary
$150K 2026-03-18
SELL MORITZ A $13K 2026-02-03
HELLERMAN GERALD 2026-01-23
Das Rajeev P
Secretary
2026-01-23