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$SWZ All transactions

Total Return Securities Fund

M

$ Value

$45K

Shares

7,400

Price

$6

Filed

Dec 12

Insider

Name

SELL MORITZ A

Title

CIK

0001053116

Roles

Director

Transaction Details

Transaction Date

2025-12-11

Code

M

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

11,800

Footnotes

Non-transferable rights were issued to holders of record of shares of common stock of the Issuer as of November 14, 2025 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. | Amount includes shares acquired through the Issuer's dividend reinvestment plan.

Filing Info

Accession No.

0001398344-25-022417

Form Type

4

Issuer CIK

0000813623

SELL MORITZ A's History

Date Ticker Type Value
2026-02-03 SWZ $6K
2026-02-02 SWZ $7K
2026-01-23 SWZ D $27K
2025-12-11 SWZ M $45K
2025-10-27 SWZ $6K
2025-07-02 IAF $9K
2025-06-30 SWZ $12K
2025-06-30 FAX $8K

Other Insiders at SWZ (90d)

Insider Bought Sold Last
Dakos Andrew
President and CEO
$725K 2026-04-17
GOLDSTEIN PHILLIP $151K 2026-02-23
GOLDSTEIN PHILLIP
Secretary
$150K 2026-03-18
SELL MORITZ A $13K 2026-02-03
HELLERMAN GERALD 2026-01-23
Das Rajeev P
Secretary
2026-01-23