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$SWZ All transactions

Total Return Securities Fund

D

$ Value

$27K

Shares

3,922

Price

$7

Filed

Jan 27

Insider

Name

SELL MORITZ A

Title

CIK

0001053116

Roles

Director

Transaction Details

Transaction Date

2026-01-23

Code

D

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

7,878

Footnotes

Represents sale of shares to the issuer pursuant to tender offer exempt under Rule 16b-3. | Amount includes shares acquired through the Issuer's dividend reinvestment plan.

Filing Info

Accession No.

0001398344-26-001376

Form Type

4

Issuer CIK

0000813623

SELL MORITZ A's History

Date Ticker Type Value
2026-02-03 SWZ $6K
2026-02-02 SWZ $7K
2026-01-23 SWZ D $27K
2025-12-11 SWZ M $45K
2025-10-27 SWZ $6K
2025-07-02 IAF $9K
2025-06-30 SWZ $12K
2025-06-30 FAX $8K

Other Insiders at SWZ (90d)

Insider Bought Sold Last
Dakos Andrew
President and CEO
$725K 2026-04-17
GOLDSTEIN PHILLIP $151K 2026-02-23
GOLDSTEIN PHILLIP
Secretary
$150K 2026-03-18
SELL MORITZ A $13K 2026-02-03
HELLERMAN GERALD 2026-01-23
Das Rajeev P
Secretary
2026-01-23