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$SWZ All transactions

Total Return Securities Fund

D

$ Value

$80K

Shares

11,675

Price

$7

Filed

Jan 27

Insider

Name

Dakos Andrew

Title

President and CEO

CIK

0001341021

Roles

Director Officer

Transaction Details

Transaction Date

2026-01-23

Code

D

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

23,453

Footnotes

Represents sale of shares to the issuer pursuant to tender offer exempt under Rule 16b-3. | Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Filing Info

Accession No.

0001398344-26-001377

Form Type

4

Issuer CIK

0000813623

Dakos Andrew's History

Date Ticker Type Value
2026-04-17 SWZ $18K
2026-04-16 SWZ $29K
2026-04-16 SWZ $18K
2026-04-16 SWZ $3K
2026-04-08 SWZ $24K
2026-04-07 TRC A $17K
2026-04-07 SWZ $12K
2026-04-06 SWZ $595
2026-04-02 SWZ $29K
2026-03-30 SWZ $31K

Other Insiders at SWZ (90d)

Insider Bought Sold Last
Dakos Andrew
President and CEO
$725K 2026-04-17
GOLDSTEIN PHILLIP $151K 2026-02-23
GOLDSTEIN PHILLIP
Secretary
$150K 2026-03-18
SELL MORITZ A $13K 2026-02-03
HELLERMAN GERALD 2026-01-23
Das Rajeev P
Secretary
2026-01-23