D
$ Value
$213K
Shares
31,314
Price
$7
Filed
Jan 27
Insider
Name
GOLDSTEIN PHILLIP
Title
—
CIK
0001067621
Roles
Director
Transaction Details
Transaction Date
2026-01-23
Code
D
Table
Non-Derivative
Ownership
Direct
Equity Swap
No
Shares After
62,910
Footnotes
Represents sale of shares to the issuer pursuant to tender offer exempt under Rule 16b-3 | Reflects an additional 1,000 shares that were purchased in a rights offering and inadvertently omitted from Mr. Goldstein's Form 4 filed on December 12, 2025.
Filing Info
GOLDSTEIN PHILLIP's History
| Date | Ticker | Type | Value |
|---|---|---|---|
| 2026-04-08 | PCF | ▲ | $3K |
| 2026-04-07 | PCF | ▲ | $28K |
| 2026-03-18 | PCF | ▲ | $98K |
| 2026-03-18 | SWZ | ▲ | $60K |
| 2026-03-05 | SPE | ▲ | $99K |
| 2026-03-05 | SWZ | ▲ | $60K |
| 2026-03-04 | SPE | L | $3K |
| 2026-03-03 | SWZ | ▲ | $30K |
| 2026-03-02 | SPE | L | $3K |
| 2026-02-27 | SPE | ▲ | $146K ★ |
Other Insiders at SWZ (90d)
| Insider | Bought | Sold | Last |
|---|---|---|---|
|
Dakos Andrew
President and CEO
|
$725K | — | 2026-04-17 |
| GOLDSTEIN PHILLIP | $151K | — | 2026-02-23 |
|
GOLDSTEIN PHILLIP
Secretary
|
$150K | — | 2026-03-18 |
| SELL MORITZ A | $13K | — | 2026-02-03 |
| HELLERMAN GERALD | — | — | 2026-01-23 |
|
Das Rajeev P
Secretary
|
— | — | 2026-01-23 |