← Back
$SWZ All transactions

Total Return Securities Fund

▲ BUY
5 / 10

Conviction

$ Value

$59K

Shares

10,000

Price

$6

Filed

Feb 3

Why this score? (5/10)
  • Open market buy (+3)
  • Director (+1)
  • Not a 10b5-1 plan (+1)

Insider

Name

GOLDSTEIN PHILLIP

Title

CIK

0001067621

Roles

Director

Transaction Details

Transaction Date

2026-01-30

Code

P

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

72,910

Filing Info

Accession No.

0001398344-26-002027

Form Type

4

Issuer CIK

0000813623

GOLDSTEIN PHILLIP's History

Date Ticker Type Value
2026-04-08 PCF $3K
2026-04-07 PCF $28K
2026-03-18 PCF $98K
2026-03-18 SWZ $60K
2026-03-05 SPE $99K
2026-03-05 SWZ $60K
2026-03-04 SPE L $3K
2026-03-03 SWZ $30K
2026-03-02 SPE L $3K
2026-02-27 SPE $146K

Other Insiders at SWZ (90d)

Insider Bought Sold Last
Dakos Andrew
President and CEO
$725K 2026-04-17
GOLDSTEIN PHILLIP
Secretary
$150K 2026-03-18
GOLDSTEIN PHILLIP $91K 2026-02-23
SELL MORITZ A $13K 2026-02-03
HELLERMAN GERALD 2026-01-23
Das Rajeev P
Secretary
2026-01-23