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$SWZ All transactions

Total Return Securities Fund

▲ BUY
7 / 10

Conviction

$ Value

$18K

Shares

3,000

Price

$6

Filed

Apr 20

Why this score? (7/10)
  • Open market buy (+3)
  • C-suite insider (+2)
  • Director (+1)
  • Not a 10b5-1 plan (+1)

Insider

Name

Dakos Andrew

Title

President and CEO

CIK

0001341021

Roles

Director Officer Other

Transaction Details

Transaction Date

2026-04-16

Code

P

Table

Non-Derivative

Ownership

Indirect

Equity Swap

No

Shares After

103,000

Footnotes

Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. | The Form 4 filed on behalf of Mr. Dakos on March 31, 2026 contained an error in the amount of shares held Indirectly following the reported transactions. The amounts shown herein reflect the correct amount.

Filing Info

Accession No.

0001398344-26-006721

Form Type

4

Issuer CIK

0000813623

Dakos Andrew's History

Date Ticker Type Value
2026-04-17 SWZ $18K
2026-04-16 SWZ $29K
2026-04-16 SWZ $18K
2026-04-16 SWZ $3K
2026-04-08 SWZ $24K
2026-04-07 TRC A $17K
2026-04-07 SWZ $12K
2026-04-06 SWZ $595
2026-04-02 SWZ $29K
2026-03-30 SWZ $31K

Other Insiders at SWZ (90d)

Insider Bought Sold Last
Dakos Andrew
President and CEO
$707K 2026-04-17
GOLDSTEIN PHILLIP $151K 2026-02-23
GOLDSTEIN PHILLIP
Secretary
$150K 2026-03-18
SELL MORITZ A $13K 2026-02-03
HELLERMAN GERALD 2026-01-23
Das Rajeev P
Secretary
2026-01-23