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$UPST All transactions

Upstart Holdings, Inc.

M 10b5-1 Plan

$ Value

$0

Shares

1,000

Price

$0

Filed

Oct 28

Insider

Name

Darling Scott

Title

Chief Legal Officer

CIK

0001558259

Roles

Officer

Transaction Details

Transaction Date

2025-10-24

Code

M

Table

Derivative

Ownership

Direct

Equity Swap

No

Shares After

197,527

Footnotes

The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. | Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. | The number of shares held reflects the transfer of 124,148 shares of Common Stock from the Reporting Person to the Darling Family Trust, under agreement dated September 18, 2025, of which the Reporting Person and his spouse are co-trustees (the "Darling Family Trust"). | The shares are held by the Darling Family Trust. | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.03. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. | 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Filing Info

Accession No.

0001558259-25-000013

Form Type

4

Issuer CIK

0001647639

Darling Scott's History

Date Ticker Type Value
2026-02-28 UPST A $0
2026-02-28 UPST A $0
2026-02-20 UPST $193K
2026-02-20 UPST J
2026-02-20 UPST J
2026-02-20 UPST $12K
2026-01-22 UPST M $100K
2026-01-22 UPST M $0
2026-01-05 UPST M $13K
2026-01-05 UPST J

Other Insiders at UPST (90d)

Insider Bought Sold Last
Darling Scott
Chief Legal Officer
$205K 2026-02-28
Datta Sanjay
Chief Financial Officer
$238K 2026-02-20
Datta Sanjay
See Remarks
2026-02-28
Gu Paul
Chief Technology Offier
2026-02-28
Mirgorodskaya Natalia
See Remarks
$54K 2026-03-02
Blankmeyer Andrea
Chief Financial Officer
2026-03-31