$ Value
$10K
Shares
2,500
Price
$4
Filed
Sep 4
Insider
Name
Gu Paul
Title
Chief Technology Offier
CIK
0001832812
Roles
Transaction Details
Transaction Date
2025-09-02
Code
M
Table
Derivative
Ownership
Direct
Equity Swap
No
Shares After
42,500
Footnotes
The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2025. | Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.795 to $68.78. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.80 to $69.125. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. | All of the shares subject to this option are fully vested and exercisable as of the date hereof.
Filing Info
Gu Paul's History
| Date | Ticker | Type | Value |
|---|---|---|---|
| 2026-02-28 | UPST | A | $0 |
| 2025-11-11 | UPST | ▲ | $784K |
| 2025-11-11 | UPST | ▲ | $3.1M ★ |
| 2025-09-02 | UPST | M | $10K |
| 2025-09-02 | UPST | M | $22K |
| 2025-09-02 | UPST | ▼ | $182K |
| 2025-09-02 | UPST | ▼ | $161K |
| 2025-09-02 | UPST | M | $10K |
| 2025-09-02 | UPST | M | $22K |
| 2025-06-17 | UPST | M | $95K |
Other Insiders at UPST (90d)
| Insider | Bought | Sold | Last |
|---|---|---|---|
|
Darling Scott
Chief Legal Officer
|
— | $205K | 2026-02-28 |
|
Datta Sanjay
Chief Financial Officer
|
— | $238K | 2026-02-20 |
|
Datta Sanjay
See Remarks
|
— | — | 2026-02-28 |
|
Gu Paul
Chief Technology Offier
|
— | — | 2026-02-28 |
|
Mirgorodskaya Natalia
See Remarks
|
— | $54K | 2026-03-02 |
|
Blankmeyer Andrea
Chief Financial Officer
|
— | — | 2026-03-31 |