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$UPST All transactions

Upstart Holdings, Inc.

▼ SELL 10b5-1 Plan

$ Value

$182K

Shares

2,663

Price

$68

Filed

Sep 4

Insider

Name

Gu Paul

Title

Chief Technology Offier

CIK

0001832812

Roles

Director Officer

Transaction Details

Transaction Date

2025-09-02

Code

S

Table

Non-Derivative

Ownership

Direct

Equity Swap

No

Shares After

1,149,493

Footnotes

The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2025. | Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.795 to $68.78. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.80 to $69.125. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. | All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Filing Info

Accession No.

0001647639-25-000118

Form Type

4

Issuer CIK

0001647639

Gu Paul's History

Date Ticker Type Value
2026-02-28 UPST A $0
2025-11-11 UPST $784K
2025-11-11 UPST $3.1M
2025-09-02 UPST M $10K
2025-09-02 UPST M $22K
2025-09-02 UPST $182K
2025-09-02 UPST $161K
2025-09-02 UPST M $10K
2025-09-02 UPST M $22K
2025-06-17 UPST M $95K

Other Insiders at UPST (90d)

Insider Bought Sold Last
Darling Scott
Chief Legal Officer
$205K 2026-02-28
Datta Sanjay
Chief Financial Officer
$238K 2026-02-20
Datta Sanjay
See Remarks
2026-02-28
Gu Paul
Chief Technology Offier
2026-02-28
Mirgorodskaya Natalia
See Remarks
$54K 2026-03-02
Blankmeyer Andrea
Chief Financial Officer
2026-03-31