← Back
$UPST All transactions

Upstart Holdings, Inc.

M 10b5-1 Plan

$ Value

$35K

Shares

41,667

Price

$1

Filed

Sep 17

Insider

Name

Girouard Dave

Title

Chief Executive Officer

CIK

0001832805

Roles

Director Officer 10% Owner

Transaction Details

Transaction Date

2025-09-15

Code

M

Table

Derivative

Ownership

Direct

Equity Swap

No

Shares After

835,075

Footnotes

The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.35 to $65.345. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.35 to $65.59. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. | These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee. | These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023. | These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. | These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. | These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020 | These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020. | All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Filing Info

Accession No.

0001832805-25-000003

Form Type

4

Issuer CIK

0001647639

Girouard Dave's History

Date Ticker Type Value
2025-09-15 UPST M $35K
2025-09-15 UPST $2.3M
2025-09-15 UPST $448K
2025-09-15 UPST M $35K
2025-08-15 UPST M $35K
2025-08-15 UPST $2.5M
2025-08-15 UPST $185K
2025-08-15 UPST M $35K
2025-07-15 UPST M $35K
2025-07-15 UPST $2.4M

Other Insiders at UPST (90d)

Insider Bought Sold Last
Darling Scott
Chief Legal Officer
$205K 2026-02-28
Datta Sanjay
Chief Financial Officer
$238K 2026-02-20
Datta Sanjay
See Remarks
2026-02-28
Gu Paul
Chief Technology Offier
2026-02-28
Mirgorodskaya Natalia
See Remarks
$54K 2026-03-02
Blankmeyer Andrea
Chief Financial Officer
2026-03-31