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$UPST All transactions

Upstart Holdings, Inc.

▲ BUY
6 / 10

Conviction

$ Value

$784K

Shares

20,000

Price

$39

Filed

Nov 13

Why this score? (6/10)
  • Open market buy (+3)
  • Trade value >= $250K (+1)
  • Director (+1)
  • Not a 10b5-1 plan (+1)

Insider

Name

Gu Paul

Title

Chief Technology Offier

CIK

0001832812

Roles

Director Officer

Transaction Details

Transaction Date

2025-11-11

Code

P

Table

Non-Derivative

Ownership

Indirect

Equity Swap

No

Shares After

20,000

Footnotes

This purchase was matchable under Section 16(b) of the Securities Exchange Act of 1934 with a sale of 5,000 shares by the Reporting Person on September 2, 2025. The Reporting Person has remitted the resulting short-swing profits to the Company, which were $148,255.06. | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.89 to $39.39. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. | The reportable securities are owned by THE GU QIAO FAMILY TRUST, of which the Reporting Person is the trustee. | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.93 to $39.40. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. | The reportable securities are owned directly by JECCO, LLC of which the Reporting Person is a managing member. | Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. | The reportable securities are owned by THE PAUL XINQUAN GU 2021 GIFTING TRUST, of which the Reporting Person is a trustee.

Filing Info

Accession No.

0001832812-25-000003

Form Type

4

Issuer CIK

0001647639

Gu Paul's History

Date Ticker Type Value
2026-02-28 UPST A $0
2025-11-11 UPST $784K
2025-11-11 UPST $3.1M
2025-09-02 UPST M $10K
2025-09-02 UPST M $22K
2025-09-02 UPST $182K
2025-09-02 UPST $161K
2025-09-02 UPST M $10K
2025-09-02 UPST M $22K
2025-06-17 UPST M $95K

Other Insiders at UPST (90d)

Insider Bought Sold Last
Darling Scott
Chief Legal Officer
$205K 2026-02-28
Datta Sanjay
Chief Financial Officer
$238K 2026-02-20
Datta Sanjay
See Remarks
2026-02-28
Gu Paul
Chief Technology Offier
2026-02-28
Mirgorodskaya Natalia
See Remarks
$54K 2026-03-02
Blankmeyer Andrea
Chief Financial Officer
2026-03-31