Conviction
$ Value
$3.1M
Shares
80,000
Price
$39
Filed
Nov 13
▶ Why this score? (7/10)
- ✓ Open market buy (+3)
- ✓ Trade value >= $1.0M (+2)
- ✓ Director (+1)
- ✓ Not a 10b5-1 plan (+1)
Insider
Name
Gu Paul
Title
Chief Technology Offier
CIK
0001832812
Roles
Transaction Details
Transaction Date
2025-11-11
Code
P
Table
Non-Derivative
Ownership
Indirect
Equity Swap
No
Shares After
80,000
Footnotes
This purchase was matchable under Section 16(b) of the Securities Exchange Act of 1934 with a sale of 5,000 shares by the Reporting Person on September 2, 2025. The Reporting Person has remitted the resulting short-swing profits to the Company, which were $148,255.06. | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.89 to $39.39. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. | The reportable securities are owned by THE GU QIAO FAMILY TRUST, of which the Reporting Person is the trustee. | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.93 to $39.40. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. | The reportable securities are owned directly by JECCO, LLC of which the Reporting Person is a managing member. | Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. | The reportable securities are owned by THE PAUL XINQUAN GU 2021 GIFTING TRUST, of which the Reporting Person is a trustee.
Filing Info
Gu Paul's History
| Date | Ticker | Type | Value |
|---|---|---|---|
| 2026-02-28 | UPST | A | $0 |
| 2025-11-11 | UPST | ▲ | $784K |
| 2025-11-11 | UPST | ▲ | $3.1M ★ |
| 2025-09-02 | UPST | M | $10K |
| 2025-09-02 | UPST | M | $22K |
| 2025-09-02 | UPST | ▼ | $182K |
| 2025-09-02 | UPST | ▼ | $161K |
| 2025-09-02 | UPST | M | $10K |
| 2025-09-02 | UPST | M | $22K |
| 2025-06-17 | UPST | M | $95K |
Other Insiders at UPST (90d)
| Insider | Bought | Sold | Last |
|---|---|---|---|
|
Darling Scott
Chief Legal Officer
|
— | $205K | 2026-02-28 |
|
Datta Sanjay
Chief Financial Officer
|
— | $238K | 2026-02-20 |
|
Datta Sanjay
See Remarks
|
— | — | 2026-02-28 |
|
Gu Paul
Chief Technology Offier
|
— | — | 2026-02-28 |
|
Mirgorodskaya Natalia
See Remarks
|
— | $54K | 2026-03-02 |
|
Blankmeyer Andrea
Chief Financial Officer
|
— | — | 2026-03-31 |